United States: New York’s Highest Court Holds That Common Law Causes Of Action Are Not Preempted By The Martin Act – Mondaq

January 4, 2012 Posted By: Leave a comment
On Tuesday, December 20, 2011, New York's Court of Appeals issued a groundbreaking decision 1  holding that a plaintiff's common-law claims for breach of fiduciary duty and gross negligence against a securities firm were not preempted by the Martin Act ...
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