United States: Current Developments In Securities Law – November/December 2011 – Mondaq

December 20, 2011 Posted By: Leave a comment
The Securities and Exchange Commission Staff recently issued a Staff Legal Bulletin 1 (SLB) which addresses, among other things, (i) brokers and banks that constitute "record" holders under Rule 14a- 8(b)(2)(i) for purposes of verifying whether a ...
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