Judge fines ex-CEO of Brookstreet Securities $10M – Yahoo Finance

and to refrain from future violations of securities laws. Tom Fehn, one of the attorneys representing Brooks, said Friday they plan to formally ask U.S. District Judge David Carter in Los Angeles to reconsider the ruling. Brooks had disputed the ...
Subscribe to LegalLaw247.Com Newsletter

Leave a Reply

Your email address will not be published. Required fields are marked *

*


*

You may use these HTML tags and attributes: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <strike> <strong>